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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Otion (Right to Buy) (2) | $ 14.98 | 08/12/2005 | M | 12,500 | 07/29/2005 | 01/29/2013 | Common Stock | 12,500 | $ 0 | 0 (3) | D | ||||
Employee Stock Otion (Right to Buy) (2) | $ 26.81 | 08/12/2005 | M | 5,625 | 07/28/2005 | 01/28/2014 | Common Stock | 5,625 | $ 0 | 0 (4) | D | ||||
Employee Stock Option (Right to Buy) (2) | $ 27.2 | 08/12/2005 | M | 1,458 | 08/02/2005 | 06/02/2014 | Common Stock | 1,458 | $ 0 | 0 (5) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCCLOSKEY JAMES P 6312 S. FIDDLER'S GREEN CIRCLE SUITE 200 NORTH GREENWOOD VILLAGE, CO 80111 |
Senior Vice President |
John W. Grant , Attorney In Fact | 08/31/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This report amends the report filed on August 16, 2005, which incorrectly reported these transactions as open market or private purchases of the issuer's Common Stock. These transactions involved the acquisition of shares of the issuer's Common Stock pursuant to the exercise of stock options by the reporting person. This amended report also corrects information in the prior report as to the amount of securities beneficially owned by the reporting person following these transactions (including information inadvertently omitted with respect to indirectly owned securities) and reflects that the reporting person is no longer subject to Section 16 pursuant to his resignation as the issuer's Senior Vice President on August 10, 2005. |
(2) | See note 1 above |
(3) | This option covered 20,000 shares of the issuer's Common Stock, of which 7,500 shares were unvested at the time of the reporting person's resignation and terminated in accordance with the terms of the option. |
(4) | This option covered 15,000 shares of the issuer's Common Stock, of which 9,375 shares were unvested at the time of the reporting person's resignation and terminated in accordance with the terms of the option. |
(5) | This option covered 5,000 shares of the issuer's Common Stock, of which 3,542 shares were unvested at the time of the reporting person's resignation and terminated in accordance with the terms of the option. |